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OUR UNIQUE COURSES

Financial institutions operating in Hong Kong must have robust controls to detect and deter the flow of illicit funds through Hong Kong’s financial system. This is an in-depth course on Hong Kong’s AML regime for HKMA and SFC licenced representatives.

Financial institutions operating in Singapore must have robust controls to detect and deter the flow of illicit funds through Singapore’s financial system. This is an in-depth course on Singapore’s AML regime for front line and MAS registered staff.

A general overview of Singapore’s regulatory environment for employees of firms which are licensed by or are going to be licensed by the Fund Management Company. This course is an induction course for new joiners and a refresher course for existing staff.

Financial institutions must put in place robust controls to detect and deter the flow of illicit funds through the financial system. This course is a general introduction to the key concepts of Anti-Money Laundering and Counter-Terrorism Financing.

A general overview of Hong Kong SFC’s regulatory environment for employees of firms which are licensed or are going to be licensed. This course is an induction course for new joiners and a refresher course for existing staff.

Companies operating in Hong Kong are required to adopt suitable measures to protect the personal data of the individuals they deal with.

This course is an introduction to the key concepts and best practices for personal data protection.

Companies operating in Singapore are required to adopt suitable measures to protect the personal data of the individuals they deal with.

This course is an introduction to the key concepts and best practices for personal data protection.

The course covered topics such as: Obligations on selling financial products and code of conduct in Hong Kong, covering topics such as management responsibility, product due diligence, know your client requirements and documentation standards. The course discusses in depth the implications of not following the guidelines set by the SFC.

What is a fair market? The course discusses many unfair market practices, including but not limited to bucketing or providing misleading product statements, and the consequences of those practices, and how to identify suspicious activity.

The course discusses the new guidelines from the PDPC on e-data and topics covered include: security breaches, current Singapore legislation, authenticating individuals’ access to data, password security, data theft, destruction of personal e-data, and best practice techniques.

ONLINE DEMO

To learn more about online compliance training

If you are a client of ComplianceAsia, please contact your case manager for more details.

If you are not a client of ComplianceAsia, please email OCT@complianceasia.com for more details.